Video-assisted thoracic surgery versus stereotactic radiotherapy
Review Article

Video-assisted thoracic surgery versus stereotactic radiotherapy

Stefania Canova1, Emanuele Pirondini2, Paolo Bidoli1, Francesca Colonese1, Diego Luigi Cortinovis1

1Department of Medical Oncology, 2Department of Thoracic Surgery, San Gerardo Hospital, Monza, Italy

Contributions: (I) Conception and design: All authors; (II) Administrative support: All authors; (III) Provision of study materials and patients: All authors; (IV) Collection and assembly of data: All authors; (V) Data analysis and interpretations: All authors; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Stefania Canova. Department of Medical Oncology, via Pergolesi 33, San Gerardo Hospital, Monza, Italy. Email: s.canova@asst-monza.it.

Abstract: Lung cancer is the major cause of cancer death worldwide. The improvements of radiological techniques and the employment of screening programs often allow an early diagnosis of this disease. Surgical resection is considered the gold standard in early stages. However, the employment of less invasive techniques, both surgical and non-surgical, increased in the last decades. Video-assisted thoracoscopic surgery (VATS) demonstrated to obtain similar survival outcomes with less post-operative complications compared to open thoracotomy. Stereotactic body radiotherapy (SBRT) improves overall survival over conventional radiotherapy and offers a better safety profile compared to surgery.

Keywords: Non-small cell lung cancer (NSCLC); stereotactic body radiotherapy (SBRT); video-assisted thoracoscopic surgery (VATS)


Received: 17 August 2017; Accepted: 24 August 2017; Published: 06 September 2017.

doi: 10.21037/vats.2017.08.14


Introduction

Lung cancer is the major cause of cancer death worldwide. Despite this, the improvements of radiological exams and the use of screening programs often allow diagnosis of early stage disease.

In these cases, histopathological diagnosis should be obtained whenever safely feasible. Proper radiological staging with chest computed tomography (CT) scan and 18F-fluorodeoxyglucose (18F-FDG) positron emission tomography (PET) is mandatory. Guidelines recommend pathological staging of mediastinal lymph nodes with mediastinoscopy or endobronchial ultrasonography (EBUS) in case of CT-enlarged or PET-positive lymph nodes, or tumors sized more than 3 cm (1).

Despite surgical resection remains the gold standard with the aim of cure in early stage disease, in the last few decades the employment of less invasive techniques increased, both surgical and non-surgical ones.

Radiotherapy use raised not only in palliative settings, but also with curative purposes.

Unfortunately, phase III randomized studies comparing stereotactic body radiotherapy (SBRT) and surgery were closed early due to poor accrual [the STARS trial (NCT00840749), the ROSEL trial (NCT00687986), and the ACOSOG Z4099 trial (NCT01336894)]. Furthermore, in most trials surgery was thoracotomy, not minimally invasive surgical technique.

A pooled analysis of two trials (STARS trial and ROSEL trial) showed similar recurrence-free survival at 3 years [86% in the SBRT group versus 80% in the surgery group; hazard ratio (HR) 0.69, 95% CI: 0.21–2.29, log-rank P=0.54] as well as local, regional or distant failure, with an estimated overall survival at 3 years slightly favoring SBRT (95% versus 79%, HR 0.14, 95% CI: 0.017–1.90, log-rank P=0.037). In the SBRT group, 3 (10%) patients developed grade 3 adverse events, none of them grade 4. In the surgery group, one patient died of surgical complications and twelve patients (44%) developed grade 3–4 treatment-related adverse events including dyspnoea, lung infections and chest pain (2).

The aim of this paper is to review published data dealing with video-assisted thoracoscopic surgery (VATS) and SBRT, with a particular mention of elderly patients who are often unsuitable for standard surgery.


VATS and SBRT

VATS can be defined as the same open procedure without chest wall muscle division or rib spreading, using a video screen for guidance (3). The principles of oncology surgery are completely respected: anatomical division of lobar structures, standard nodal dissection and radical resections, with the advantage of being minimally invasive compared with open thoracotomy. It should include N1 and N2 (at minimum three N2 stations) sampling or resection and free resection margins. Since the first description by Roviaro in 1993 (4), over the past 24 years no randomized clinical trials have been planned to compare the two different techniques. However, some wide databases (5,6) or large institutional series (7) have been published and are useful to analyze several results, including short- and long-survival, length of hospital stay (LOS), rate of complications and oncologic efficacy.

Depending on the personal surgeon preference, a VATS lobectomy can be performed via a single to four small incisions, including a 3 to 6 cm utility incision. The distribution of the incisions and the position of the patient on the operative bed are a result of the lobe/segment to be removed and the type of approach to the hilar structures, being possible a posterior or an anterior manner. The dissection of the structures is obtained using different kinds of devices: blunt, sharp and/or electric tools; the ligation of the single structures and the completion of the fissures are obtained by using endoscopic staplers (8). At every moment, the rapid conversion from a VATS lobectomy to a standard procedure has to be possible, enlarging the utility incision, as a consequence of a major bleeding or any other reason.

The eligible patients for a VATS procedure should have a clinical early-stage non-small cell lung cancer (NSCLC), proven by CT and PET.

A propensity matched analysis using database from 17 cancer registries throughout the United States showed similar results in terms of overall survival, cancer-specific, and disease-free survival between patients undergoing thoracoscopic lobectomy and patients undergoing thoracotomy lobectomy (6). The significant improvement of outcomes in the VATS group is observed when LOS, post-operative pain and morbidity (including cardio-pulmonary complications, wound infections and sepsis) are compared, with consequent costs decrease (5).

The amount of performed VATS lobectomies in the United States increased through decade, and is between 15% and 30% of all lobectomies (5). At least 30 consecutive operations are necessary for an experienced surgeon to achieve an adequate level of competence with VATS (9).

Despite many studies continue to debate to establish the value of this surgical technique, in terms of safety and oncologic efficiency, experienced surgical teams advocate the adoption of minimally invasive lung resections (10).

SBRT is a technique of radiotherapy that carries high radiation doses against a limited volume in a few fractions, thus reducing toxicities to the nearby normal tissues.

A dose 45–60 Gy over 1–14 days is delivered according to the position of the tumor (central versus peripherally located lesion), the size (> or <2 cm) and the presence of lung comorbidities (e.g., severe COPD, emphysema). The use of SBRT increased in the last decades and demonstrated an improvement of overall survival over conventional radiotherapy (11,12). SBRT showed better local control and lower toxicities advantages over conventional radiotherapy (11). It also evidenced a better safety profile compared to surgery and it can be delivered in outpatient setting.

Its disadvantage over surgery is due to higher distant recurrence (13). Furthermore, it needs pathologic confirmation of disease.

Prospective trials comparing VATS and SBRT are lacking. However, data from a retrospective analysis showed similar overall survival between VATS and SBRT, but better locoregional control with SBRT (14).


Elderly population

Elderly patients deserve a proper mention. Incidence of early NSCLC in elderly is increasing due to ageing of population. SBRT is especially appealing in this subset due both to the good safety profile of this technique and frailty of these patients. The increased use of SBRT in early NSCLC caused a reduction of untreated elderly patients and improved OS (11).

Histopathological diagnosis should be obtained whenever safely feasible. However, if the risks of invasive biopsy outweigh benefits, and radiological exams (CT scan and 18F-FDG- PET) are highly suggestive of malignant tumor, biopsy can be omitted. Indeed, the risk of benign disease is rare in these cases.

One retrospective cohort study evaluated survival in elderly patients after SBRT or thoracoscopic for lung cancer (15). Authors evidenced improved cancer specific survival after thoracoscopic resections over SBRT in patients with tumors sized ≤ 5cm (SABR vs. resection mortality: HR 2.10, 95%.CI: 1.52–2.89; P<0.001), whereas no difference was observed in patients with tumors sized °‹2 cm. Thus, SBRT is a valid option for elderly patients unsuitable for VATS because of age, reduced cardiopulmonary reserve or comorbidities.


Conclusions

Surgery remains the standard of care for operable clinical stage I NSCLC. However, SBRT is a reliable alternative option with comparable efficacy but better safety for patients who cannot undergo or refuse surgery or patients with short life expectancy. A multidisciplinary team should evaluate each patient with early NSCLC. Phase III randomized controlled clinical trials with adequate follow-up are warranted evaluating also biomolecular alterations. Nowadays, the choice of the local approach is not influenced by genomic profiling and international guidelines do not recommend to test genetic alterations in early lung disease patients suitable for local treatment. However, added to clinical characteristics, genetic alterations deserve to be considered in clinical trials to support the choice of the proper approach thus personalizing the local treatment beyond medical therapies. Indeed, clinical trials in early-stage stage disease should evaluate if oncogene-addicted NSCLC patients should receive a proper local therapy or a particular follow-up compared to non-oncogene-addicted tumors.

New non-invasive techniques as SBRT are particularly intriguing for selected frail populations as elderly patients to avoid both intraoperative risks and post-operative complications, especially considering the increasing rate of elderly patients.


Acknowledgements

None.


Footnote

Conflicts of Interest: The authors have no conflicts of interest to declare.


References

  1. De Leyn P, Dooms C, Kuzdzal J, et al. Revised ESTS guidelines for preoperative mediastinal lymph node staging for non-small-cell lung cancer. Eur J Cardiothorac Surg 2014;45:787-98. [Crossref] [PubMed]
  2. Chang JY, Senan S, Paul MA, et al. Stereotactic ablative radiotherapy versus lobectomy for operable stage I non-small-cell lung cancer: a pooled analysis of two randomised trials. Lancet Oncol 2015;16:630-7. [Crossref] [PubMed]
  3. Swanson SJ, Herndon JE 2nd, D'Amico TA, et al. Video-assisted thoracic surgery lobectomy: report of CALGB 39802--a prospective, multi-institution feasibility study. J Clin Oncol 2007;25:4993-7. [Crossref] [PubMed]
  4. Roviaro G, Varoli F, Rebuffat C, et al. Major pulmonary resections: pneumonectomies and lobectomies. Ann Thorac Surg 1993;56:779-83. [Crossref] [PubMed]
  5. Paul S, Sedrakyan A, Chiu YL, et al. Outcomes after lobectomy using thoracoscopy vs thoracotomy: a comparative effectiveness analysis utilizing the Nationwide Inpatient Sample database. Eur J Cardiothorac Surg 2013;43:813-7. [Crossref] [PubMed]
  6. Paul S, Isaacs AJ, Treasure T, et al. Long term survival with thoracoscopic versus open lobectomy: propensity matched comparative analysis using SEER-Medicare database. BMJ 2014;349:g5575. [Crossref] [PubMed]
  7. McKenna RJ Jr, Houck W, Fuller CB. Video-assisted thoracic surgery lobectomy: experience with 1,100 cases. Ann Thorac Surg 2006;81:421-5; discussion 425-6. [Crossref] [PubMed]
  8. Flores RM, Park BJ, Dycoco J, et al. Lobectomy by video-assisted thoracic surgery (VATS) versus thoracotomy for lung cancer. J Thorac Cardiovasc Surg 2009;138:11-8. [Crossref] [PubMed]
  9. Mazzella A, Olland A, Falcoz PE, et al. Video-assisted thoracoscopic lobectomy: which is the learning curve of an experienced consultant? J Thorac Dis 2016;8:2444-53. [Crossref] [PubMed]
  10. Veeramachaneni NK, Gonzalez-Rivas D. Why Are We Still Debating the Value of Video-Assisted Thoracoscopic Surgery Lung Resection? Semin Thorac Cardiovasc Surg 2017;29:113-4. [Crossref] [PubMed]
  11. Palma D, Visser O, Lagerwaard FJ, et al. Impact of introducing stereotactic lung radiotherapy for elderly patients with stage I non-small-cell lung cancer: a population-based time-trend analysis. J Clin Oncol 2010;28:5153-9. [Crossref] [PubMed]
  12. Grutters JP, Kessels AG, Pijls-Johannesma M, et al. Comparison of the effectiveness of radiotherapy with photons, protons and carbon-ions for non-small cell lung cancer: a meta-analysis. Radiother Oncol 2010;95:32-40. [Crossref] [PubMed]
  13. Eriguchi T, Takeda A, Sanuki N, et al. Stereotactic body radiotherapy for operable early-stage non-small cell lung cancer. Lung Cancer 2017;109:62-7. [Crossref] [PubMed]
  14. Verstegen NE, Oosterhuis JW, Palma DA, et al. Stage I-II non-small-cell lung cancer treated using either stereotactic ablative radiotherapy (SABR) or lobectomy by video-assisted thoracoscopic surgery (VATS): outcomes of a propensity score-matched analysis. Ann Oncol 2013;24:1543-8. [Crossref] [PubMed]
  15. Paul S, Lee PC, Mao J, et al. Long term survival with stereotactic ablative radiotherapy (SABR) versus thoracoscopic sublobar lung resection in elderly people: national population based study with propensity matched comparative analysis. BMJ 2016;354:i3570. [Crossref] [PubMed]
doi: 10.21037/vats.2017.08.14
Cite this article as: Canova S, Pirondini E, Bidoli P, Colonese F, Cortinovis DL. Video-assisted thoracic surgery versus stereotactic radiotherapy. Video-assist Thorac Surg 2017;2:51.

Refbacks

  • There are currently no refbacks.